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Bioinformatics Advance Access first published online on April 19, 2005
This version published online on April 21, 2005

Bioinformatics, doi:10.1093/bioinformatics/bti448
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© The Author (2005). Published by Oxford University Press. All rights reserved. For Permissions, please email: journals.permissions@oupjournals.org
Received January 10, 2005
Revised March 23, 2005
Accepted April 10, 2005

Article

False Discovery Rate, Sensitivity and Sample Size for Microarray Studies

Yudi Pawitan 1*, Stefan Michiels 2, Serge Koscielny 3, Arief Gusnanto 4, and Alexander Ploner 1

1 Department of Medical Epidemiology and Biostatistics, Karolinska Institutet, Stockholm, Sweden
2 Unit of Biostatistics and Epidemiology, Institute Gustave Roussy, Villejuif, France; Unit of Functional Genomics, Institute Gustave Roussy, Villejuif, France
3 Unit of Functional Genomics, Institute Gustave Roussy, Villejuif, France
4 Department of Medical Epidemiology and Biostatistics, Karolinska Institutet, Stockholm, Sweden; Medical Research Council, Biostatistics Unit, Institute of Public Health, Cambridge, United Kingdom

* To whom correspondence should be addressed.
Yudi Pawitan, E-mail: yudi.pawitan{at}meb.ki.se


   Abstract

Motivation: In microarray data studies most researchers are keenly aware of the potentially high rate of false positives and the need to control it. One key statistical shift is the move away from the well-known p-value to false discovery rate (FDR). Less discussion perhaps has been spent on the sensitivity or the associated false negative rate (FNR). The purpose of this paper is to explain in simple ways why the shift from p-value to FDR for statistical assessment of microarray data is necessary, to elucidate the determining factors of FDR and, for a two-sample comparative study, to discuss its control via sample size at the design stage.

Results: We use a mixture model, involving differentially expressed (DE) and non DE genes, that captures the most common problem of finding DE genes. Factors determining FDR are (1) the proportion of truly differentially expressed genes, (2) the distribution of the true differences, (3) measurement variability and (4) sample size. Many current small microarray studies are plagued with large FDR, but controlling FDR alone can lead to unacceptably large FNR. In evaluating a design of a microarray study, sensitivity or FNR curves should be computed routinely together with FDR curves. Under certain assumptions, the FDR and FNR curves coincide, thus simplifying the choice of sample size for controlling the FDR and FNR jointly.

Availability: R-package OCplus for computing FDR, sensitivity curves and sample size is freely available at http://www.meb.ki.se/~yudpaw.


The title of the paper has been updated in this version.
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